ClauseMatch

evolve with compliance FinTech Innovation Lab Demo Day JUNE 2020

WHY NOW? 2008 2020 50 $850 THOUSAND billion 50,000 regulatory updates every year 3

COMPLIANCE DEPARTMENT TOOLS 2020

CURRENT CHALLENGES IN COMPLIANCE MANUAL WORK EVIDENCING COMPLIANCE MAPPING REGULATIONS, POLICIES AND CONTROLS

SOLUTION 01 POLICY MANAGEMENT 02 REGULATORY CHANGE MANAGEMENT CENTRALIZED REPOSITORY WORKFLOW TO MANAGE OBLIGATIONS REAL-TIME COLLABORATION MAPPING OBLIGATIONS, POLICIES AND CONTROLS AUTOMATED AUDIT TRAIL IMPACT ASSESSMENTS Powered by AI & Natural Language Processing

POLICY MANAGEMENT 01 02 03 Up to 40% reduction in Policies refreshes: from being Automated full audit trail policies and procedures 40% late to 99% on time

ONE OF THE LARGEST BANKS IN THE WORLD REGULATORY CHANGE MANAGEMENT PROBLEM: Managing, implementing and mapping regulations across 65 countries and serving content to 200,000+ employees 01 02 03 Ingested 1,000s of regulatory obligations, Templates and workflowsto dealwith Mappedobligations,policies, risks and controls & risks via integration with GRC complexityand changeacrossjurisdictions controls for automated impact platform assessment

POLICY MANAGEMENT

MAPPING CONTENT FOR REGULATORY CHANGE Regulations Library 1 Regulatory Alerts 2 Regulation Summaries & Obligation 3 Assessments 4 Risks 5 Controls 6 Policies & Procedures 7

INVESTORS – OPERATIONS - CLIENTS - Tom Glocer, former CEO of Thomson Reuters 50 people across USA, Europe and Asia Cristobal Condé, former CEO of SunGard Andreas Utermann, CEO of Allianz GI United Kingdom United States Singapore

NYC FINTECH INNOVATION LAB –IN NUMBERS 12 Weeks 6 Chaperone Firms 50+ Deep-dive Sessions and Feedback Discussions 3 New Use-Cases 2 Mini-POCs 1 Live Implementation

Reach out to us and we will help REDUCE COSTS AVOID REGULATORU FINES ENABLE TEAMS TO CONCENTRATE ON HIGHER-VALUE WORK

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